The Compliance Analyst performs a variety of compliance duties to ensure the ongoing effectiveness of the Bank’s Compliance Management System (CMS).
Key responsibilities include aiding the Chief Compliance Officer in the day-to-day management of the Bank’s Compliance Management System; perform monitoring reviews for flood insurance, HMDA and CRA data, and other compliance topics, as assigned.
-Perform day-to-day reviews of flood insurance documentation in advance of the closing date
-Perform reviews of HMDA and CRA data to ensure accuracy
-Conduct other monitoring reviews, as assigned
-Assist the Chief Compliance Officer in the maintenance of the Bank Policies and notifying department heads of upcoming policy reviews and ensuring that updated polices are received timely prior to scheduled board review dates.
-Assist the Chief Compliance Officer with tracking customer complaints and identifying applicable regulations and appropriate resolution.
-Assist the Chief Compliance Officer with the preparation of Compliance Committee and Audit Committee materials
-Assist the Chief Compliance Officer in updating and maintaining the Compliance Procedures Manual, including scheduling meetings with departments and tracking provided materials.
-Assist the Chief Compliance Officer in coordinating with the Learning and Development Officer regarding the identification and assignment of BVS computer-based compliance training courses
-Assist the Chief Compliance Officer in supporting the Bank’s CRA Officer, BSA Officer (including the Identity Theft Red Flags Program), and Information Security Officer (including the Vendor Management Program) in their roles
-Assist the Chief Compliance Officer in the preparation of the Compliance Risk Assessment and the reviews of the Fair Lending Risk Assessment, Identity Theft Risk Assessment, BSA/AML and OFAC Risk Assessments, Vendor Management Risk Assessment, and GLBA Information Security Risk Assessment
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