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Title

Compliance Administrator 

Description

Position Summary:

Assist the Compliance Manager in processing state surplus lines filings in accordance with established Brown & Riding values, goals, and procedures.

Essential Functions:

  • Meets quality standards in preparing and submitting surplus lines filings in a timely and accurate manner according individual state requirements. Prepares and submits filings using manual paperwork or filing websites. Uses periodic reports to ensure timely filing.
  • Reconciles amounts payable to the regulatory agencies in higher volume states.
  • Monitor and track tags received from the state SLA departments and sends weekly report to all applicable parties.
  • Assists Team Lead with training new Compliance staff.
  • Advises on home state determinations based NRRA guidelines.
  • Adds and maintains records for both retail agencies and carriers.
  • Responsible for keeping internal Surplus Lines references up to date.
  • Assists with monitoring the Compliance Helpdesk.

Other Responsibilities:

  • Other duties as assigned
 
Position Requirements

Education, Experience and Skills Required:

  • Exceptional attention to detail, organization, follow-up, oral and written communication skills
  • Able to work and solve problems independently
  • Exhibit good listening skills and a willingness to help and support others
  • Intermediate skill level in PC software (Word, Excel and other software, as required)
  • Utilizes reasoning ability to define problems, collect data, establish facts and draw conclusions
  • Preference for post high school education
 
Category Insurance  
Location Dallas Office  
About the Organization Brown & Riding is a wholesale insurance brokerage committed to our Mission, Culture, and Values.

Our Mission: To achieve the best results for our clients by setting the standard of excellence for the wholesale insurance brokerage industry, and build a great firm that attracts, develops, inspires, and retains outstanding people.

Our Culture: Makes us unique and a formidable competitor in the marketplace. It allows our clients, markets, and people to build and enjoy an entirely new wholesale experience.

Our Values: Our organizing principles. They ground us and provide guidance in the face of adversity. Brown & Riding stands for: TEAMWORK, QUALITY, and PROFESSIONALISM.
 
Exempt/Non-Exempt Non-Exempt  

This position is currently accepting applications.

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