CUSO Financial Services, L.P. and Sorrento Pacific Financial, LLC. are looking for a Compliance Analyst to join our fun and successful organization. Our company culture fosters and encourages innovation and growth by promoting openness, flexibility and an entrepreneurial spirit.
This position is responsible for supporting all general compliance and registration functions as required by FINRA, SEC, and state securities and insurance regulations.
Position duties include but not limited to:
Education, Skills and Experience Requirements:
For immediate consideration, please apply online at: https://www.appone.com/MainInfoReq.asp?R_ID=3290557
CUSO Financial Services, L.P. offers a rewarding career path and potential for advancement as well as good benefits. Our collaborative culture offers community through shared goals and strong work ethics. To learn more about CFS, please visit www.cusonet.com.
This position is currently not accepting applications.
To search for an open position, please go to http://CUSO.appone.com