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Title

Temporary Financial Advisor Assistant 

Division CUSO Financial Services, L.P.  
Position Temporary Financial Advisor Assistant  
Location CFS and SPF Home Office - San Diego, CA  
Full-Time/Part-Time Full-Time  
Description

CUSO Financial Services, L.P. (CFS) and Sorrento Pacific Financial, LLC. (SPF) are growing securities broker/dealers located in the Scripps Ranch area of San Diego. We are looking for a Temporary Financial Advisor Assistant to join our fun and successful organization for a one-two month assignment. Our company culture encourages innovation and growth by promoting openness, flexibility and an entrepreneurial spirit.

CFS (Member FINRA/SIPC) is a broker-dealer and RIA with a stable, 22-year track record of serving the investment needs of credit unions and their members. We’re ranked as one of the top broker-dealers in the industry and we work with some of the top financial institutions in the country. We invite you to join our winning team!

Our Temporary Financial Advisor Assistant is responsible for:

  • Providing administrative support to three home office financial advisors through proactive communication
  • Answering all incoming calls and responding to voicemail messages and/or emails
  • Assisting with client servicing requests, including sending paperwork, documenting client records, etc.
  • Providing coverage for service related issues that come into operations and the House Advisor group for non sales related items.
  • Scheduling meetings for the financial advisors and confirming client appointments
  • Assisting in financial advisor and OSJ department in addressing back-to-rep (“BTR”) issues from prior advisors
  • Supporting any mailing initiatives (i.e. regulatory notices) and/or communication campaigns as needed
  • Providing regular communication and updates to the team on all initiatives
  • Participating with the implementation and transitions department to effectively communicate program updates to the team
  • Managing marketing and referral generating training with repless programs
  • Tracking & follow up for time-sensitive monetary and non-monetary items as assigned by financial advisor
  • Communicating with internal departments to ensure we meet our clients expectations for timely service delivery
 
Position Requirements

Requirements:

  • 2+ years of experience in the financial services industry in either a sales or support role, college degree preferred
  • Licenses/Registrations: FINRA Series 7, 63/65 (or 66) and Life, Accident, Health & Insurance preferred, not required
  • Exceptional customer service, communication, organization and presentation skills
  • Ability to work in a fast paced team environment with poise and professionalism
  • Intermediate to advanced computer skills (i.e. Excel and all Windows application) and internet navigation

For immediate consideration, please apply online at: https://www.appone.com/MainInfoReq.asp?R_ID=2338662

EOE

**Sales Assistants are employed by and registered through CFS and SPF (Member FINRA/SIPC). To learn more about CUSOFinancial Services, LP. visit www.cusonet.com.

 

This position is currently not accepting applications.

To search for an open position, please go to http://CUSO.appone.com




 


 
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