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Director of Branch Supervision 

Division CUSO Financial Services, L.P.  
Position Director of Branch Supervision  
Location CFS and SPF Home Office - San Diego, CA  
Full-Time/Part-Time Full-Time  

CUSO Financial Services, L.P. and Sorrento Pacific Financial, LLC. are looking for a Director of Branch Supervision to join our fun and successful organization. Our company culture fosters and encourages innovation and growth by promoting openness, flexibility, and an entrepreneurial spirit.

This position will be responsible for leading and working closely with managers and OSJ staff who oversee producing representatives' activities with regard to sales practices, documentation, and client issues. This individual will oversee and carry out supervisory responsibilities in accordance with the organization's policies and applicable laws and plays a critical role on our management team interfacing with other department leaders as well as with senior management of the firm. This individual will also build relationships with representatives, program managers and senior management with our partnering financial institutions.

Position duties include but not limited to:

  • Manage staffing needs and assess individual workloads
  • Manage doc reviewer staffing needs and assess workload assignments
  • Manage/determine department training needs
  • Asses/refine supervisory systems and department functional groups
  • Manage budget and department expenditures
  • Manage/facilitate process improvements
  • Interface with other departments on escalated issues
  • Interface with financial institution contacts and PM’s
  • Involvement in regulatory issues as necessary
  • OSJ Transaction escalation/rep issues
  • Rep disciplinary/ supervisory issues
  • New Rep Program/Rep transition (as it relates to OSJ)
  • Rep Pre-hire issues
  • Special Projects
  • Supports Company Mission and Corporate Values
Position Requirements


  • Bachelor’s degree (B. A.) from four-year college or university;
  • 5+ years’ experience supervising the production of Series 7 representatives, and personal retail production.
  • Excellent analytical skills with a thorough knowledge of suitability and other compliance issues involved in retail activity.
  • Series 7, 63, 24, and 53 licenses are required.
  • Strong attention to detail and ability to multi-task is required
  • Excellent communication skills

For immediate consideration, apply online at:

CUSO Financial Services, L.P. and Sorrento Pacific Financial, LLC. offer a rewarding career path and potential for advancement as well as good benefits and a solid work/life balance. Our collaborative culture offers community through shared goals and strong work ethics.

CUSO recognized as one of the Best Places to Work in San Diego and one of San Diego’s Healthiest Companies. As a result, we have many long-term employees who know our processes and efficiency goals so you will get to work with knowledgeable experts and top talent who believe in leading the industry through a high tech/high touch approach. To learn more about CFS, please visit



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